Search Results On financial industry regulatory authority

financial industry regulatory authority

Articles Galleries Videos
  • Indian American, investment, indian american jailed in fraud case, Financial industry regulatory authority

    Indian American jailed in fraud case 2014-12-17 10:47:34

    Sachin Uppal, 37, An Indian American in Brighton, Michigan sentenced to 64 months imprisonment by a federal court for $3.8-million in a fraudulent investment scheme. U.S. District Judge Nancy G. Edmunds sentenced Uppal, following his August guilty plea to wire...

    Keywords: investment, nri news, investment, nri news

    Read More
    internet privacy in us, Financial Industry Regulatory Authority, the privacy war it s wall street against it s employees, Financial industry regulatory authority

    The privacy war: It's Wall Street against it's employees 2013-04-22 08:06:29

    US lawmakers effort to block companies monitoring it's employee's personal Facebook and Twitter accounts has irked a new party- The securities regulators and now it's war between the combined force of Wall Street companies and the regulator against privacy loving...

    Keywords: Financial Industry Regulatory Authority, us financial regulators, us financial regulators, internet privacy in us

    Read More